The professionals in the Regulatory department offer a wide range of advisory and assistance services – in and out of court – to Italian and international financial institutions and supervised entities on banking, insurance and financial market law issues.
In such context, we regularly assist our clients in authorisation procedures before competent Authorities, in drafting and customising internal policies and procedures, setting up organisational and governance structures, drafting and reviewing banking, financial and insurance contracts, issuing, placing and listing new products, derivatives trading and EMIR reporting, and, more generally, on issues related to the provision of investment and collective asset management services, the application of prudential, anti-money laundering, anti-usury and market abuse regulations, regulations on payment services, electronic money and consumer credit as well as sector regulations applicable to the marketing of banking, financial and insurance products.
We have specific expertise in fintech projects and projects of digitisation of financial products and services, assisting supervised entities in setting up platforms, drafting and negotiating outsourcing contracts also with critical ICT service providers, and defining innovative business models also through the use of DLT technologies and crypto-asset issuance and offering.
We also assist clients in a wide range of disputes: default of issuers, provision of investment services, derivative contracts, market abuse, torts of employees, agents and financial advisors, usury, compounding of interest, banking transparency and banking services, consumer credit, payment services and computer fraud, insurance contracts, agency relationships with financial advisors. Our expertise also includes supporting supervised entities during inspections promoted by supervisory authorities as well as defending in sanction procedures promoted by such authorities.
Thanks to the cooperation with professionals from other practices of the Firm, the department is also able to provide all-round assistance on regulatory aspects related to complex corporate and financial transactions.
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